Client Intake Form

Welcome to Braxton Financial Services! Please fill out the form below to help us understand your financial needs and goals. This information will be kept confidential and used to create a personalized financial strategy for you.







What to Expect

Clarity & Confidence: Our form is designed to be clear, easy to navigate, and help us understand your financial needs.

Security & Trust: Your information is collected securely and handled with strict confidentiality.

Purposeful Engagement: This form is the first step in building a personalized financial strategy tailored to your life.

Transparency: We want you to understand why we need each piece of information and how it will be used to serve you better.

Professionalism: This form reflects the professionalism and reliability of Braxton Financial Services.

Supportive Tone: Feel supported and welcomed. Contact us if you have questions while completing the form.

San diego location

6672 Omega Drive
92139 San Diego

How We Use Your Information

The information collected in this form will be used within Braxton Financial Services to:

Client Profiling & Onboarding

  • Establish a clear understanding of your financial background, goals, and needs.
  • Create or update client records in our CRM or secure database.

Personalized Financial Planning

  • Tailor financial strategies, investment recommendations, and service offerings.
  • Align services with your risk tolerance, income, assets, and long-term objectives.

Compliance & Regulatory Requirements

  • Ensure proper documentation for Know Your Customer (KYC), Anti-Money Laundering (AML), and other regulatory standards.
  • Maintain records for audits and legal compliance.

Internal Communication & Collaboration

  • Share relevant client data securely with advisors, planners, or support staff involved in servicing you.
  • Facilitate team coordination for client meetings and follow-ups.

Service Optimization & Follow-Up

  • Track client progress and update plans as financial situations evolve.
  • Schedule reviews, send reminders, and offer additional services based on client milestones.

Security & Confidentiality

  • All data is stored securely and only accessible to authorized personnel.
  • Information is never sold or shared outside of Braxton Financial Services without client consent.